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Compliance Advice Executive

Cardiff

  1. Full time

About the job

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This vacancy has now expired. Please see similar roles below...

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We have an exciting opportunity to join the UK Insurance (EUI Limited) Function’s Compliance department with a role based in the Compliance Advice Team. As a member of EUI Compliance, you will be passionate about supporting a variety of teams to comply with regulatory requirements and deliver good outcomes to our customers.

About the Team

The role of the team is to provide customer-focused regulatory advice, guidance and challenge across all UK Insurance Functions, to ensure they deliver good outcomes to customers and comply with regulatory requirements.

As a Compliance Executive, you will support the implementation and ongoing adherence to regulatory requirements by providing independent review and challenge.  The role is varied and can involve providing advice on smaller ad-hoc queries, through to larger scale regulatory change projects or new product launches.  You will also be responsible for the oversight of regulatory submissions and Regulatory Applications for the UK Insurance Function.

Main Duties

In line with Regulatory Rules and Guidance:

  • Provide advice, guidance, direction and interpretation on FCA regulatory requirements and developments
  • Provide oversight to ensure both conduct and regulatory risks are fully considered for all new developments, product enhancements and product reviews
  • Provide compliance oversight and challenge on key regulatory projects, supporting the assessment, as well as the accurate and timely implementation of regulatory changes
  • Provide compliance support through attending key meetings (project Steerings, working groups and committees)
  • Review and challenge the remediation proposals for customer-impacting risk events
  • Review and challenge of regulatory submissions, including FCA information requests, SM&CR Regulatory Applications
  • Work collaboratively with colleagues and stakeholders across the business
  • Support the wider team as required

Skills and Experience we are looking for

  • Good understanding of the Financial Conduct Authority regulatory framework operating within the UK
  • Maintain up-to-date knowledge of regulatory developments 
  • Excellent communication, and relationship-building skills with the ability to communicate effectively to a variety of audiences
  • Customer focused
  • Excellent organisation skills 
  • Ability to work alone and proactively
  • Attention to detail, with an analytical mindset
  • Objective, timely and confident decision-making skills
  • Previous industry experience.
  • Open and honest approach

Our Commitment to You

At Admiral, we are committed to being a diverse and inclusive workplace. Admiral is proud to be an equal opportunities employer and does not discriminate on the basis of race, sex (including pregnancy, childbirth, reproductive health decisions, or related medical conditions), national origin, gender, gender identity, sexual orientation, disability, age, or any other legally protected status.

All qualified applicants will receive equal consideration for employment.

Salary, Benefits and Work-Life Balance

We do not have a set salary for this position, as it will be dependent on the successful candidate’s experience. We are happy to see CVs from all candidates who meet the requirements and will be happy to discuss the remuneration package.

At Admiral, we are proud to be a diverse business where we put our people and customers first. We have great benefits to ensure employees have a great work-life balance; it's one of the reasons we’re consistently voted one of the Sunday Times Best Big Companies to Work For in the UK. We want you to have an element of freedom to define a working lifestyle that supports this, so accommodate flexible hours wherever possible.

All colleagues will receive 33 days holiday (including banks holidays) when they join us, and this will increase with length of service, up to a maximum of 38 days (including banks holidays). You also have the option to buy or sell up to five days of annual leave in addition to your allocation.

You can also view some of our other key benefits here.

If you think this role is for you and would like to be considered for this opportunity, please click “apply now” to complete an online application form.

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  1. Full time
  2. Corporate Governance

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Cardiff

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Our Benefits

Admiral employees work hard to keep us at the top of our industry, and are rewarded for it—with competitive pay, a share package, career growth and development opportunities and some other great benefits, too!

People who like what they do, do it better.

Be You

Financial & Mortgage Advice

Financial & Mortgage
Advice

Ecare

24-Hour
Ecare

Cycle to Work Scheme

Cycle to Work
Scheme

Annual Holiday Allowance

Annual Holiday
Allowance

Flexible Working

Flexible
Working

Simply Health

Simply
Health

Private Health Cover

Private Health
Cover

Critical Illness Cover

Critical Illness
Cover

Grow & Progress

Learning and Development

Learning and
Development

Educational Sponsorship

Educational
Sponsorship

Accredited Qualifications ILM

Accredited
Qualifications ILM

iLearn

iLearn
Online Learning

Buy a Book Scheme

Buy a Book
Scheme

Developmental Coaching

Developmental
Coaching

Port of Calls

Port of
Calls

Internal Mobility

Internal
Mobility

Make a Difference

Groups & Societies

Groups and
Societies

Socials & Team Days Out

Socials and Team
Days Out

Multi Faith / Quiet Rooms

Multi Faith / Quiet
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Admiral Community Fund

Admiral Community
Fund

Give as You Earn

Give as You
Earn

Awards & Star Lunches

Awards and Star
Lunches

Corporate Social Responsibility

Corporate Social
Responsibility

Impact Hours

Impact
Hours

Share In Our Future

Share Schemes

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Schemes

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Refer a Friend
Bonus

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Colleague and Family
Insurance Discount

Group Life Assurance

Group Life
Assurance

Pension

Pension
Scheme

Life Event Loan

Life Event
Loan

Tickets to Sponsored Events

Tickets to Sponsored
Events

Tusker

Tusker Salary
Sacrifice

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