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Group Compliance Monitoring Lead

Cardiff

  1. Full time

About the job

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This vacancy has now expired. Please see similar roles below...

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An exciting opportunity has arisen to join our Group Compliance team!

You will report to the Senior Group Compliance Assurance Manager providing second line assurance over each entity across the group.  This will be supported by planned internal thematic reviews and adhoc risk based reviews as required. The lead would also assist in the management and training of the Compliance Monitoring Team.

Main Duties

  • Develop and deliver the Group Compliance Monitoring plan
  • Scope, implement and manage second line reviews across the group, focussing on regulatory and conduct risk topics, as per the compliance monitoring plan.
  • Support the Senior Group Compliance Manager as appropriate.
  • Deputise for the Senior Group Compliance Manager where required
  • Review compliance reports from the monitoring team to present findings and any conduct risks to key stakeholders and senior management.
  • Monitor and summarise how effectively entities across the group maintain processes and controls to ensure regulatory standards are met and good customer outcomes are achieved.
  • Track business unit actions to mitigate risk and support continuous improvement across the business.
  • Developing other members of the team from a monitoring perspective
  • Provide 2nd line challenge for ongoing project activity as required.
  • Support other entities in delivering assurance reviews where required
  • Assist in the testing and oversight of Group Wide GMS performance
  • Assist in upskilling Group wide entities in performing effective assurance reviews where required

Key Performance Targets

  • Completion of second line reviews as per the annual monitoring plan
  • Provide effective and timely MI and reports to management and relevant forums/committees
  • Support and provide feedback to the business in a timely manner.
  • Tracking and regularly reporting of review actions.
  • Maintain all documentation within a central evidence suite.

Skills and Experience

  • Strong ability to develop and lead an assurance team
  • Customer focused, understanding Compliance related challenges in each entity
  • Able to build open relationships and gain consensus with all stakeholders
  • Attention to detail. Previous compliance monitoring experience essential
  • Objective, timely and confident decision making skills
  • Able to negotiate with senior stakeholders resulting in positive outcomes
  • Proven ability to establish and maintain a high degree of respect, trust, and credibility at all levels

Salary, Benefits and Work-Life Balance

We do not have a set salary for this position, as it will be dependent on the successful candidate’s experience. We are happy to see CVs from all candidates who meet the requirements and will be happy to discuss the remuneration package.

At Admiral, we are proud to be a diverse business where we put our people and customers first. We have great benefits to ensure employees have a great work-life balance; it's one of the reasons we’re consistently voted one of the Sunday Times Best Big Companies to work for in the UK. We want you to have an element of freedom to define a working lifestyle that supports this, so accommodate flexible hours wherever possible.

All colleagues will receive 33 days holiday (including banks holidays) when they join us, and this will increase with length of service, up to a maximum of 38 days (including banks holidays). You also have the option to buy or sell up to five days of annual leave in addition to your allocation.

You can also view some of our other key benefits here.

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  1. Full time
  2. Corporate Governance

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Cardiff

Our Achievements

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Our Benefits

We know our colleagues work hard to serve our customers and keep us innovating, so it’s important to us that they’re well-rewarded.
 
Alongside our competitive pay we also offer a share package, career growth and development opportunities and a whole host of other great benefits!

Explore our benefits below to discover Where You Can

Where You Can Be You

Financial & Mortgage Advice

Financial & Mortgage
Advice

Ecare

24-Hour
Ecare

Cycle to Work Scheme

Cycle to Work
Scheme

Annual Holiday Allowance

Annual Holiday
Allowance

Flexible Working

Flexible
Working

Simply Health

Simply
Health

Private Health Cover

Private Health
Cover

Critical Illness Cover

Critical Illness
Cover

Where You Can Grow & Progress

Learning and Development

Learning and
Development

Educational Sponsorship

Educational
Sponsorship

Accredited Qualifications ILM

Accredited
Qualifications ILM

iLearn

iLearn
Online Learning

Buy a Book Scheme

Buy a Book
Scheme

Developmental Coaching

Developmental
Coaching

Port of Calls

Port of
Calls

Internal Mobility

Internal
Mobility

Where You Can Make a Difference

Groups & Societies

Groups and
Societies

Socials & Team Days Out

Socials and Team
Days Out

Multi Faith / Quiet Rooms

Multi Faith / Quiet
Rooms

Admiral Community Fund

Admiral Community
Fund

Give as You Earn

Give as You
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Awards & Star Lunches

Awards and Star
Lunches

Corporate Social Responsibility

Corporate Social
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Impact Hours

Impact
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Where You Can Share In Our Future

Share Schemes

Share
Schemes

Refer a Friend Bonus

Refer a Friend
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Colleague and Family Discount

Colleague and Family
Insurance Discount

Group Life Assurance

Group Life
Assurance

Pension

Pension
Scheme

Life Event Loan

Life Event
Loan

Tickets to Sponsored Events

Tickets to Sponsored
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Tusker

Tusker Salary
Sacrifice

Click here to download our full benefits brochure